Précis of The number sense. Stanislas Dehaene - PDF

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Mind and Language Précis of The number sense Stanislas Dehaene INSERM U.334 Service Hospitalier Frédéric Joliot CEA/DSV 4 Place du Général Leclerc cedex Orsay France Phone Fax +33

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Mind and Language Précis of The number sense Stanislas Dehaene INSERM U.334 Service Hospitalier Frédéric Joliot CEA/DSV 4 Place du Général Leclerc cedex Orsay France Phone Fax Abstract Number sense is a short-hand for our ability to quickly understand, approximate, and manipulate numerical quantities. My hypothesis is that number sense rests on cerebral circuits that have evolved specifically for the purpose of representing basic arithmetic knowledge. Four lines of evidence suggesting that number sense constitutes a domain-specific, biologically-determined ability are reviewed: the presence of evolutionary precursors of arithmetic in animals; the early emergence of arithmetic competence in infants independently of other abilities, including language; the existence of a homology between the animal, infant, and human adult abilities for number processing ; and the existence of a dedicated cerebral substrate. In adults of all cultures, lesions to the inferior parietal region can specifically impair number sense while leaving the knowledge of other cognitive domains intact. Furthermore, this region is demonstrably activated during number processing. I postulate that higher-level cultural developments in arithmetic emerge through the establishment of linkages between this core analogical representation (the number line ) and other verbal and visual representations of number notations. The neural and cognitive organization of those representations can explain why some mathematical concepts are intuitive, while others are so difficult to grasp. Thus, the ultimate foundations of mathematics rests on core representations that have been internalized in our brains through evolution. 2 Introduction Number is a fundamental parameter by which we make sense of the world surrounding us. Not only can we quickly and accurately perceive the numerosity of small collections of things; but all languages have number words ; all of us have learned, more or less spontaneously, to calculate on our fingers ; and most of us have strong arithmetic intuitions which allow us to quickly decide that 9 is larger than 5, that 3 falls in the middle of 2 and 4, or that cannot equal 96, without much introspection as to how we perform those feats. I collectively refer to those fundamental elementary abilities or intuitions about numbers as the number sense (Dehaene, 1997, hereafter TNS). My hypothesis is that number sense qualifies as a biologically determined category of knowledge. I propose that the foundations of arithmetic lie in our ability to mentally represent and manipulate numerosities on a mental number line, an analogical representation of number ; and that this representation has a long evolutionary history and a specific cerebral substrate. Number appears as one of the fundamental dimensions according to which our nervous system parses the external world. Just as we cannot avoid seeing objects in color (an attribute entirely made up by circuits in our occipital cortex, including area V4) and at definite locations in space (a representation reconstructed by occipito-parietal neuronal projection pathways), in the same way numerical quantities are imposed on us effortlessly through the specialized circuits of our inferior parietal lobe. The structure of our brain defines the categories according to which we apprehend the world through mathematics. (TNS, p. 245). In this précis, I shall first briefly summarize the multiple sources of evidence that support this claim. These include the presence of evolutionary precursors of arithmetic in animals; the early emergence of arithmetic competence in infants independently of other abilities, including language; the existence of a homology between the animal, infant, and human adult abilities for number processing ; and the existence of a dedicated cerebral substrate, as inferred from studies of brain-lesioned patients with acquired deficits of number sense, as well as from brain imaging studies of calculation in normal subjects. I shall then briefly discuss how the biologically determined number representation interacts with cultural factors 3 such as language acquisition and schooling to yield the specifically human ability for higherlevel arithmetic. Evolutionary precursors of arithmetic If the human ability for arithmetic has a specific cerebral substrate which is partially under genetic control, then one should find precursors of this ability in animals. At the scale at which most animals live in, the world is made of collections of movable physical objects. The evolutionary advantages of being able to extract the numerosity of such collections are obvious, were it only to track found sources, predators, or potential mates. It was therefore proposed that evolutionary pressures must have lead to the internalization of numerical representations in the brain of various animal species (Gallistel, 1990). The search for animal arithmetic became an obvious goal of scientific inquiry soon after Darwin s publication of The Origin of species. This quest initally met with failure and growing skepticism (in TNS, I tell the famous story of Clever Hans, a horse who was initially thought to be able to count and read, but was later discredited). In the modern literature, however, considerable evidence indicates that animals possess numerosity discrimination, cross-modal numerosity perception, and elementary arithmetic abilities (for review see Boysen & Capaldi, 1993; Davis & Pérusse, 1988; Gallistel, 1989; Gallistel, 1990; Gallistel & Gelman, 1992). Various animal species including rats, pigeons, raccoons, dolphins, parrots, monkeys and chimpanzees have been shown to discriminate the numerosity of sets, including simultaneously or sequentially presented visual objects as well as auditory sequences of sounds. Cross-modal extraction of numerosity was observed, for instance in rats (Church & Meck, 1984). Most such experiments included controls for non-numerical variables such as spacing, size, tempo, and duration of the stimuli (Church & Meck, 1984; Mechner & Guevrekian, 1962; Meck & Church, 1983). Some animals have also been shown to use their internal representations of number to compute simple operations such as approximate addition, subtraction and comparison. At least some of those experiments required little or no training, suggesting that the numerical representation is present in naive animals. For instance, the ability to compute 1+1 and 2-1 was demonstrated using a violation-of-expectation paradigm in monkeys tested in the wild (Hauser, MacNeilage, & Ware, 1996). In some experiments that did require training, there is excellent evidence that animals can generalize beyond the training range. A case in point is the remarkable recent experiment by Brannon and Terrace (1998). Monkeys were initially trained to press cards on a tactile screen in correct numerical order : first the card bearing one object, then the card bearing two, and so on up to four. Following this training, the monkeys were transferred to a novel block with numerosities five to nine. Although no differential reinforcement was provided, the monkeys readily generalized their smaller-to-larger ordering 4 behavior to this new range of numbers. Such evidence suggests that a genuine understanding of numerosities and their relations can be found in monkeys. What does require years of training, however, and is never found in the wild is the ability to learn symbols for numbers. Although a variety of species, including monkeys (Washburn & Rumbaugh, 1991), chimpanzees (Boysen & Berntson, 1996; Boysen & Capaldi, 1993; Matsuzawa, 1985), and even dolphins (Mitchell, Yao, Sherman, & O'Regan, 1985) and a parrot (Pepperberg, 1987) have learned the use of abstract numerical symbols, including Arabic digits, to refer to numerical quantities, this always required huge amounts of training. Hence, it cannot be taken to indicate that exact symbolic or linguistic number processing is within animals normal behavioral repertoire. It does indicate, however, that abstract, presumably non-symbolic representations of number are available to animals and can, under exceptional circumstances, be mapped onto arbitrary behaviors that can then serve as numerical symbols. Numerical abilities in preverbal infants It is remarkable that the elementary numerical abilities that can be demonstrated in animals are almost strictly identical to those that have been found in preverbal infants in the first year of life. Discrimination of visual numerosity was first demonstrated in 6-7 month-old infants using the classical method of habituation-recovery of looking time (Starkey & Cooper, 1980). Infants watched as slides with a fixed number of dots, say 2, were repeatedly presented to them until their looking time decreased, indicating habituation. At that point, presentation of slides with a novel number of dots, say 3, was shown to yield significantly longer looking times, indicating dishabituation and therefore discrimination of 2 versus 3. In order to demonstrate that numerosity is the crucial parameter that drives behavior, it is crucial to exclude all other potentially confounding variables in the stimulus design. In the infant literature, this is still a matter of controversy, because many experiments were not fully controlled, and in some of them at least, replications suggest that the original behavior was imputable to confounds. Still, in the original study, dot density, spacing, and alignment were controlled for. In subsequent studies, numerosity discrimination was replicated with newborns (Antell & Keating, 1983) and with various stimulus sets, including slides depicting sets of realistic objects of variable size, shape and spatial layout (Strauss & Curtis, 1981), and dynamic computer displays of random geometrical shapes in motion, with partial occlusion (van Loosbroek & Smitsman, 1990). Infants numerosity discrimination abilities are not limited to visual sets of objects. Newborns have been shown to discriminate two- and three-syllable words with controlled phonemic content, duration and speech rate (Bijeljac-Babic, Bertoncini, & Mehler, 1991). Six month-olds also discriminate the numerosity of visual events, such as a puppet making two or 5 three jumps (Wynn, 1996). There is also evidence for cross-modal numerosity matching in 6-8 month-old infants (Starkey, Spelke, & Gelman, 1983; Starkey, Spelke, & Gelman, 1990), although its replicability has been disputed (Mix, Levine, & Huttenlocher, 1997; Moore, Benenson, Reznick, Peterson, & Kagan, 1987). Like many animal species, human infants have also be shown to perform elementary computations with small numerosities. Wynn (1992) used a violation-of-expectation paradigm to show that infants developed numerical expectations analogous to the arithmetic operations 1+1=2 and 2-1=1. When shown a physical transformation such as two objects being successively placed behind a screen, 4-½ month olds expected the numerically appropriate number of objects (here two) and were surprised if another number was observed. Later replications demonstrated that this behavior could not be explained either by biases in the location of the objects (Koechlin, Dehaene, & Mehler, 1997), or in their identity (Simon, Hespos, & Rochat, 1995). Infants still reacted to the numerically impossible events 1+1=1 and 2-1=2 when changes in object location and identity were introduced. Thus, infants seem to encode the scenes they see using an abstract representation of the number of objects on the scene, irrespective of their exact identity and location. There has been some discussion as to whether these experiments reflect a genuine representation of numerosity in infants. Instead, many of these results could be thought to indicate merely that infants have a capacity to keep track of up to 3 or 4 objects through a representation of object files -- a representation in which numerosity would only be implicitly encoded, not explicity represented (Koechlin et al., 1997; Simon, 1997; Simon et al., 1995; Uller, Huntley-Fenner, Carey, & Klatt, 1999). Space precludes a full discussion of this issue here. Suffice it to say, however, that several experiments, notably those demonstrating discrimination of auditory signals, temporal events, or large numbers such 8 versus 16 visual objects (Xu & Spelke, in preparation), are not directly conducive to such an explanation. Thus, the object file interpretation, even if it turned out to be correct for many experiments with small numerosities, would still have to be supplemented with an additional genuinely numerical mechanism. Homology or analogy? To demonstrate that human abilities for arithmetic have a biological basis with a long evolutionary history, it is not sufficient to demonstrate that animals and preverbal infants possess rudimentary number processing abilities. One must also show that there are profound homologies between human and animal abilities that suggest a phylogenetic continuity. In fact, two striking shared characteristics of number processing in humans and animals have been identified : the distance effect and the size effect. The distance effect is a systematic, monotonous decrease in numerosity discrimination performance as the numerical distance 6 between the numbers decreases. The size effect indicates that for equal numerical distance, performance also decreases with increasing number size. Both effects indicate that the discrimination of numerosity, like that of many other physical parameters, obeys Fechner s Law. Distance and size effects have been reported in various animal species whenever the animal must identify the larger of two numerical quantities or tell whether two numerical quantities are the same or not (review in Gallistel & Gelman, 1992). It should be stressed here that animals are not limited to processing small numbers only. Pigeons, for instance, can reliably discriminate 45 pecks from 50 (Rilling & McDiarmid, 1965). The number size effect merely indicates that, as the numbers get larger, a greater numerical distance between them is necessary to achieve the same discrimination level. Number size and distance effects have not been systematically studied in human infants yet, but the available evidence already suggests that they readily discriminate 2 versus 3 objects, occasionally 3 versus 4 or 4 versus 5, but not 4 versus 6 (Starkey & Cooper, 1980). A recent study indicates that infants can discriminate 8 versus 16 visual objects even when all size, density and occupation cues are controlled (Xu & Spelke, in preparation). The distance and size effects indicate that animals and infants seem to possess only a fuzzy representation of numbers, in which imprecision grows proportionally to the number being represented. As a consequence, only very small numbers (up to about 3) can be represented accurately, while other numerical quantities are increasingly imprecise. Superficially, this analogical mode of representation may seem to differ radically from the kind of representation that adult humans use in arithmetic. Animals are severely limited to elementary, approximate, and non-symbolic calculations, while we can make symbolic calculations with arbitrary accuracy. Why, then, do I claim that the distance and size effect indicate continuity, rather than discontinuity, between the human and animal representations of number? This is because, quite counter-intuitively, those effects do hold with humans, not only when representing the numerosity of sets of objects (Buckley & Gillman, 1974; van Oeffelen & Vos, 1982), but even when processing Arabic digits or number words (Buckley & Gillman, 1974; Dehaene, 1996; Dehaene, Dupoux, & Mehler, 1990; Moyer & Landauer, 1967). For instance, when comparing Arabic digits, it is faster and easier to decide that 8 is larger than 4 than to decide that 8 is larger than 7, even after intensive training. The distance effect is found even with two-digit numerals (Dehaene et al., 1990). Comparison times and error rates are a continuous, convex upward function of distance, similar to psychophysical comparison curves. The number size effect relates to subitizing, our ability to rapidly name the numerosity of a set of simultaneously presented objects when it is below 3 or 4, but not beyond (Dehaene & Cohen, 1994; Mandler & Shebo, 1982). It is also found when humans calculate. Even in highly trained adults, adding, multiplying, or comparing two large digits such as 8 and 9 is significantly slower and error-prone than performing the same operations 7 with digits 2 and 3. Furthermore, we exploit numerical distance to approximate additions and to reject grossly false results, such as 4+6=39 (Ashcraft & Stazyk, 1981; Dehaene, Spelke, Stanescu, Pinel, & Tsivkin, 1999). That human behavior obeys distance and size effects even when the numbers are presented in a symbolic notation suggests two conclusions. First, the adult human brain contains an analogical representation of numerical quantity very similar to the one observed in animals and in young infants, organized by numerical proximity and with increasing fuzziness for larger and larger numbers. Second, when presented with number words and Arabic numerals, the human brain converts these numbers internally from their symbolic format to the analogical quantity representation. This internal access to quantity seems to be a compulsory step in number processing, because a distance effect is found even when subjects merely have to say whether two digits are same or different (Dehaene & Akhavein, 1995), or in priming experiments in which the mere presentation of a digit or of a numeral facilitates the subsequent processing of a numerically close target number (Brysbaert, 1995; Dehaene et al., 1998b; den Heyer & Briand, 1986; Koechlin, Naccache, Block, & Dehaene, 1999). A cerebral basis for number sense One final piece of evidence is required to demonstrate that the understanding and manipulation of numerical quantities is part of our biological evolutionary heritage. One should show that it has a dedicated neural substrate. A specific cerebral circuit should be reproducibly associated with the representation and acquisition of knowledge about numerical quantities and their relations. Although the demonstration is still far from complete, two arguments support the hypothesis that the intraparietal cortex of both hemispheres participates in such a circuit. First, neuropsychological studies of human patients with brain lesions indicate that the internal representation of quantities can be selectively impaired by lesions to that area. Second, brain-imaging studies reveal that this region is specifically activated during various number processing tasks. It has been known for at least 80 years that lesions of the inferior parietal region of the dominant hemisphere can cause number processing deficits (Gerstmann, 1940; Hécaen, Angelergues, & Houillier, 1961; Henschen, 1920). In some cases, comprehending, producing and calculating with numbers are globally impaired (Cipolotti, Butterworth, & Denes, 1991). In others, however, the deficit may be selective for calculation and spare reading, writing, spoken recognition and production of Arabic digits and numerals (Dehaene & Cohen, 1997; Hécaen et al., 1961; Takayama, Sugishita, Akiguchi, & Kimura, 1994; Warrington, 1982). My colleague Dr. Laurent Cohen and I have recently suggested that the core deficit in left parietal acalculia is a disorganization of an abstract semantic representation of numerical quantities 8 rather than of calculation processes per se (Dehaene & Cohen, 1995; Dehaene & Cohen, 1997). One of our patients, Mr. Mar (Dehaene & Cohen, 1997), experienced severe difficulties in calculation, especially with single-digit subtraction (75% errors). He failed on problems as simple as 3-1, with the comment that he no longer knew what the operation meant. His failure was not tied
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